Skip to content
Formal Submissions & Comments

Formal Submissions & Comments

We are pleased to share with you FPSC’s formal submissions and comments, and we invite you to share with us your thoughts on these or other related topics. Please email your feedback to publicpolicy@fpsc.ca.

Submission on Proposed Amendents to MFDA Rule 1.2.5
(Misleading Business Titles Prohibited)

Submission to the Mutual Fund Dealers Association of Canada
January 2017



Submission on Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives Toward Their Clients
Submission to the Canadian Securities Administrators
September 2016

Submission on Consultation on Financial Advisory and Financial Planning Policy Alternatives
Submission to Ontario's Expert Committee
June 2016

Remarks to Expert Committee to Consider Financial Advisory and Financial Planning Policy Alternatives
May 2016

MFDA Bulletin #0656-P: Consultation Paper on Standards for Use of the Title "Financial Planner"
Submission to MFDA
December 2015

Submission on Consultation on Financial Advisory and Financial Planning Policy Alternatives
Submission to Ontario's Expert Committee
September 2015

Presentation to the Standing Committee on Finance and Economic Affairs on Bill 91, Building Ontario Up Act, 2015
Remarks to Ontario Ministry of Finance
May 2015

Submission on Consultation 81-324 - Mutual Fund Classifications
Submission to the Canadian Securities Administrators 
March 2014

Towards Official Recognition of the Financial Planning Profession
Coalition Submission to the Ontario Ministry of Finance
February 2014

Investigating the Merits of More Tailored Regulation of Financial Planning In Ontario
Remarks to Ontario Ministry of Finance

January 2014

Q & A Regarding FPSC Submission on Third-Party Compensation
Submission to the Canadian Securities Administrators

July 2013

Submission on Consultation 81-407 – Mutual Fund Fees
Submission to Canadian Securities Administrators

April 2013

Submission on Bill C-28: An Act to amend the Financial Consumer Agency of Canada
Submission to the Senate Committee on Banking, Trade and Commerce

February 2013

Submission on FSCO’s 2012 Statement of Priorities and Strategic Directions
Submission to Financial Services Commission of Ontario

June 2012

Comments on the 2012/2013 Ontario Securities Submission Statement of Priorities
Submission to the Ontario Securities Commission

May 2012

Improving Canadians’ Financial Literacy: Our Collective Challenge
Advertorial in The Hill Times policy briefing

May 2012

Pooled Retirement Pension Plan Submission
Submission to the federal government
February 2012

For previous FPSC submissions and comments, please contact publicpolicy@fpsc.ca.